LPS Financial, LLC

CONNECT

Address:

61 Broadway, Suite 2770
New York, NY 10006

Phone:

212.328.7876

Fax/Other:

212.328.7877

Daniel Spiegel, CFP®

Managing Partner/ Co-Founder

Mr. Spiegel is a Certified Financial PlannerTM Practitioner. He brings over a decade of experience in the financial markets to LPS Financial. Early in his professional career, Mr. Spiegel, understanding that knowledge is power, eagerly pursued his passion for the financial industry.  With determination and focus at the age of 17, he joined Moody’s Corporation (NYSE:MCO), a Fortune 500 Company.  His pursuit to expand his horizons and knowledge about the many intricate parts of the industry led him to     take on a position at a boutique CPA/Law firm.  At this point of his life, Mr. Spiegel cultured himself around many diverse areas of the industry such as, individual & corporate accounting, estate planning and tax efficiency strategies.

With the benefit of such a diverse background and the recognition that his knowledge is an asset, Mr. Spiegel has, for the greater part of this decade, assisted clients and employees, navigate the often complex and emotionally charged world of investing by simplifying the investment process through education and his expertise.

Mr. Spiegel, keenly aware of a distressing trend among financial planners to alienate their clients from the wealth planning process, co-founded LPS Financial, a firm dedicated to making clients true partners in the achievement of their wealth creation goals.  Mr. Spiegel provides both, domestic and international clients actionable solutions to complex problems through unparalleled financial investments, wealth preservation and retirement strategies. Mr. Spiegel is also a member of the firm’s Executive Management and Investment Committees, as well as the director of the brokerage and life and health insurance divisions.

Throughout his career, Mr. Spiegel has been and continues to be a mentor to Financial Consultants in the industry. He obtained a Bachelors Degree in Finance from the Tobin College of Business at St. Johns University and holds the following securities licenses: Series 7, Series 63, Series 65 and is a Licensed Life & Health Insurance Advisor. Daniel and his wife Alecia have been happily married since June 2016 and have a gorgeous boy named Oreo – a shih-tzu. 

Phone 646.606.2256
Fax 212.328.7877
Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck